research ethics guidelines pdf

Handbook of Research Ethics and Scientific Integrity

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  • © 2020
  • Ron Iphofen 0

Chatelaillon Plage, France

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  • Analyzes current information, issues and challenges
  • Covers consent, privacy, data, fraud and plagiarism
  • Offers practical advice and guidance that will help researchers and professionals think through their approach
  • Includes supplementary material: sn.pub/extras

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About this book

This handbook is a ‘one-stop shop’ for current information, issues and challenges in the fields of research ethics and scientific integrity. It provides a comprehensive coverage of research and integrity issues, both within researchers’ ‘home’ discipline and in relation to similar concerns in other disciplines. The handbook covers common elements shared by disciplines and research professions, such as consent, privacy, data management, fraud, and plagiarism. The handbook also includes contributions and perspectives from academics from various disciplines, treating issues specific to their fields. Readers are able to quickly source the most comprehensive and up-to-date information, protagonists, issues and challenges in the field. Experienced researchers keen to assess their own perspectives, as well as novice researchers aiming to establish the field, will equally find the handbook of interest and practical benefit. It saves them a great deal of time in sourcing the disparate available material in these fields and it is the first ‘port of call’ for a wide range of researchers, research advisors, funding agencies and research reviewers.The most important feature is the handbook’s ability to provide practical advice and guidance to researchers in a wide range of disciplines and professions to help them ‘think through’ their approach to difficult questions related to the principles, values and standards they need to bring to their research practice.

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Table of contents (64 entries)

Front matter, introduction.

Ron Iphofen

Regulating Research

Research ethics governance.

  • Mihalis Kritikos

Organizing and Contesting Research Ethics

  • Mark Israel

Research Ethics Codes and Guidelines

  • Margit Sutrop, Mari-Liisa Parder, Marten Juurik

Protecting Participants in Clinical Trials Through Research Ethics Review

  • Richard Carpentier, Barbara McGillivray

Publication Ethics

  • Deborah C. Poff, David S. Ginley

Peer Review in Scholarly Journal Publishing

  • Jason Roberts, Kristen Overstreet, Rachel Hendrick, Jennifer Mahar

Research Misconduct

  • Ian Freckelton Q. C.

Dual Use in Modern Research

  • Panagiotis Kavouras, Costas A. Charitidis

Key Topics in Research Ethics

Informed consent and ethical research.

  • Margit Sutrop, Kristi Lõuk

Privacy in Research Ethics

  • Kevin Macnish

Biosecurity Risk Management in Research

  • Johannes Rath, Monique Ischi

Benefit Sharing

  • Doris Schroeder

Internet Research Ethics and Social Media

  • Charles Melvin Ess

Editors and Affiliations

About the editor, bibliographic information.

Book Title : Handbook of Research Ethics and Scientific Integrity

Editors : Ron Iphofen

DOI : https://doi.org/10.1007/978-3-030-16759-2

Publisher : Springer Cham

eBook Packages : Religion and Philosophy , Reference Module Humanities and Social Sciences , Reference Module Humanities

Copyright Information : Springer Nature Switzerland AG 2020

Hardcover ISBN : 978-3-030-16758-5 Published: 02 April 2020

eBook ISBN : 978-3-030-16759-2 Published: 01 April 2020

Edition Number : 1

Number of Pages : XXV, 1140

Number of Illustrations : 2 b/w illustrations, 20 illustrations in colour

Topics : Research Ethics , Humanities and Social Sciences, multidisciplinary , Research Methodology

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What is Research Ethics?

Originally published 1999-2013 at Resources for Research Ethics Education, a web project directed by Michael Kalichman, Ph.D., and Dena Plemmons, Ph.D., from the University of California-San Diego Research Ethics Program and the San Diego Research Ethics Consortium. Republished with permission.

See Also:   Teaching Research Ethics: Why Teach?

Research Ethics is defined here to be the ethics of the planning, conduct, and reporting of research.

It is clear that research ethics should include:

  • Protections of human and animal subjects

However, not all researchers use human or animal subjects, nor are the ethical dimensions of research confined solely to protections for research subjects. Other ethical challenges are rooted in many dimensions of research, including the:

  • Collection, use, and interpretation of research data
  • Methods for reporting and reviewing research plans or findings
  • Relationships among researchers with one another
  • Relationships between researchers and those that will be affected by their research
  • Means for responding to misunderstandings, disputes, or misconduct
  • Options for promoting ethical conduct in research

For the purpose of this online resource, the domain of research ethics is intended to include nothing less than the fostering of research that protects the interests of the public, the subjects of research, and the researchers themselves.

Important Ethical Distinctions

In discussing or teaching research ethics, it is important to keep some basic distinctions in mind.

Prescriptive vs. descriptive claims

It is important not to confuse moral claims about how people ought to behave with descriptive claims about how they in fact do behave. From the fact that gift authorship or signing off on unreviewed data may be “common practice” in some contexts, it doesn’t follow that they are morally or professionally justified. Nor is morality to be confused with the moral beliefs or ethical codes that a given group or society holds (how some group thinks people should live). A belief in segregation is not morally justified simply because it is widely held by a group of people or given society. Philosophers term this distinction between prescriptive and descriptive claims the “is-ought distinction.”

Law vs. morality

A second important distinction is that between morality and the law. The law may or may not conform to the demands of ethics (Kagan, 1998). To take a contemporary example: many believe that the law prohibiting federally funded stem cell research is objectionable on moral (as well as scientific) grounds, i.e., that such research can save lives and prevent much human misery. History is full of examples of bad laws, that is laws now regarded as morally unjustifiable, e.g., the laws of apartheid, laws prohibiting women from voting or inter-racial couples from marrying.

It is also helpful to distinguish between two different levels of discussion (or two different kinds of ethical questions): first-order or “ground-level” questions and second-order questions.

First-order questions

First-order moral questions concern what we should do. Such questions may be very general or quite specific. One might ask whether the tradition of “senior” authorship should be defended and preserved or, more generally, what are the principles that should go into deciding the issue of senior authorship. Such questions and the substantive proposals regarding how to answer them belong to the domain of what moral philosophers call “normative ethics.”

Second-order questions

Second-order moral questions concern the nature and purpose of morality itself. When someone claims that falsifying data is wrong, what exactly is the standing of this claim? What exactly does the word “wrong” mean in the conduct of scientific research? And what are we doing when we make claims about right and wrong, scientific integrity and research misconduct? These second-order questions are quite different from the ground-level questions about how to conduct one’s private or professional life raised above. They concern the nature of morality rather than its content, i.e., what acts are required, permitted or prohibited. This is the domain of what moral philosophers call “metaethics” (Kagan, 1998).

Ways to Approach Ethics

Each of these approaches provides moral principles and ways of thinking about the responsibilities, duties and obligations of moral life. Individually and jointly, they can provide practical guidance in ethical decision-making.

Deontological ethics

One of the most influential and familiar approaches to ethics is deontological ethics, associated with Immanuel Kant (1742-1804). Deontological ethics hold certain acts as right or wrong in themselves, e.g., promise breaking or lying. So, for example, in the context of research, fraud, plagiarism and misrepresentation are regarded as morally wrong in themselves, not simply because they (tend to) have bad consequences. The deontological approach is generally grounded in a single fundamental principle: Act as you would wish others to act towards you OR always treat persons as an end, never as a means to an end.

From such central principles are derived rules or guidelines for what is permitted, required and prohibited. Objections to principle-based or deontological ethics include the difficulty of applying highly general principles to specific cases, e.g.: Does treating persons as ends rule out physician-assisted suicide, or require it? Deontological ethics is generally contrasted to consequentialist ethics (Honderich, 1995).

Consequentialist ethics

According to consequentialist approaches, the rightness or wrongness of an action depends solely on its consequences. One should act in such a way as to bring about the best state of affairs, where the best state of affairs may be understood in various ways, e.g., as the greatest happiness for the greatest number of people, maximizing pleasure and minimizing pain or maximizing the satisfaction of preferences. A theory such as Utilitarianism (with its roots in the work of Jeremy Bentham and John Stuart Mill) is generally taken as the paradigm example of consequentialism. Objections to consequentialist ethics tend to focus on its willingness to regard individual rights and values as “negotiable.” So, for example, most people would regard murder as wrong independently of the fact that killing one person might allow several others to be saved (the infamous sacrifice of an ailing patient to provide organs for several other needy patients). Similarly, widespread moral opinion holds certain values important (integrity, justice) not only because they generally lead to good outcomes, but in and of themselves.

Virtue ethics

Virtue ethics focuses on moral character rather than action and behavior considered in isolation. Central to this approach is the question what ought we (as individuals, as scientists, as physicians) to be rather than simply what we ought to do. The emphasis here is on inner states, that is, moral dispositions and habits such as courage or a developed sense of personal integrity. Virtue ethics can be a useful approach in the context of RCR and professional ethics, emphasizing the importance of moral virtues such as compassion, honesty, and respect. This approach has also a great deal to offer in discussions of bioethical issues where a traditional emphasis on rights and abstract principles frequently results in polarized, stalled discussions (e.g., abortion debates contrasting the rights of the mother against the rights of the fetus).

An ethics of care

The term “ethics of care” grows out of the work of Carol Gilligan, whose empirical work in moral psychology claimed to discover a “different voice,” a mode of moral thinking distinct from principle-based moral thinking (e.g., the theories of Kant and Mill). An ethics of care stresses compassion and empathetic understanding, virtues Gilligan associated with traditional care-giving roles, especially those of women.

This approach differs from traditional moral theories in two important ways. First, it assumes that it is the connections between persons, e.g., lab teams, colleagues, parents and children, student and mentor, not merely the rights and obligations of discrete individuals that matter. The moral world, on this view, is best seen not as the interaction of discrete individuals, each with his or her own interests and rights, but as an interrelated web of obligations and commitment. We interact, much of the time, not as private individuals, but as members of families, couples, institutions, research groups, a given profession and so on. Second, these human relationships, including relationships of dependency, play a crucial role on this account in determining what our moral obligations and responsibilities are. So, for example, individuals have special responsibilities to care for their children, students, patients, and research subjects.

An ethics of care is thus particularly useful in discussing human and animal subjects research, issues of informed consent, and the treatment of vulnerable populations such as children, the infirm or the ill.

Casuistry or case study approaches

The case study approach begins from real or hypothetical cases. Its objective is to identify the intuitively plausible principles that should be taken into account in resolving the issues at hand. The case study approach then proceeds to critically evaluate those principles. In discussing whistle-blowing, for example, a good starting point is with recent cases of research misconduct, seeking to identify and evaluate principles such as a commitment to the integrity of science, protecting privacy, or avoiding false or unsubstantiated charges. In the context of RCR instruction, case studies provide one of the most interesting and effective approaches to developing sensitivity to ethical issues and to honing ethical decision-making skills.

Strictly speaking, casuistry is more properly understood as a method for doing ethics rather than as itself an ethical theory. However, casuistry is not wholly unconnected to ethical theory. The need for a basis upon which to evaluate competing principles, e.g., the importance of the well-being of an individual patient vs. a concern for just allocation of scarce medical resources, makes ethical theory relevant even with case study approaches.

Applied ethics

Applied ethics is a branch of normative ethics. It deals with practical questions particularly in relation to the professions. Perhaps the best known area of applied ethics is bioethics, which deals with ethical questions arising in medicine and the biological sciences, e.g., questions concerning the application of new areas of technology (stem cells, cloning, genetic screening, nanotechnology, etc.), end of life issues, organ transplants, and just distribution of healthcare. Training in responsible conduct of research or “research ethics” is merely one among various forms of professional ethics that have come to prominence since the 1960s. Worth noting, however, is that concern with professional ethics is not new, as ancient codes such as the Hippocratic Oath and guild standards attest (Singer, 1986).

Research Ethics

  • Adams, D., Pimple, K.D. (2005). Research Misconduct and Crime: Lessons from Criminal Science on Preventing Misconduct and Promoting Integrity.  Accountability in Research, 12 (3): 225-240.
  • Anderson, M.S., Horn, A.S., Risbey, K.R., Ronning, E.A., De Vries, R., Martinson, B.C. (2007). What Do Mentoring and Training in the Responsible Conduct of Research Have To Do with Scientists’ Misbehavior? Findings from a National Survey of NIH-Funded Scientists.  Academic Medicine, 82 (9): 853-860.
  • Bulger, R.E. & Heitman, E. (2007). Expanding Responsible Conduct of Research Instruction across the University.  Academic Medicine, 82 (9): 876-878.
  • Kalichman, M.W. (2006). Ethics and Science: A 0.1% solution.  Issues in Science and Technology, 23 : 34-36.
  • Kalichman, M.W. (2007). Responding to Challenges in Educating for the Responsible Conduct of Research.  Academic Medicine, 82 (9): 870-875.
  • Kalichman, M.W., Plemmons, D.K. (2007). Reported Goals for Responsible Conduct of Research Courses.  Academic Medicine, 82 (9): 846-852.
  • Kalichman, M.W. (2009). Evidence-based research ethics.  The American Journal of Bioethics, 9 (6&7): 85-87.
  • Pimple, K.D. (2002). Six Domains of Research Ethics: A Heuristic Framework for the Responsible Conduct of Research.  Science and Engineering Ethics, 8 (2): 191-205.
  • Steneck, N.H. (2006). Fostering Integrity in Research: Definitions, Current Knowledge, and Future Directions.  Science and Engineering Ethics, 12 : 53-74.
  • Steneck, N.H., Bulger, R.E. (2007). The History, Purpose, and Future of Instruction in the Responsible Conduct of Research.  Academic Medicine, 82 (9): 829-834.
  • Vasgird, D.R. (2007). Prevention over Cure: The Administrative Rationale for Education in the Responsible Conduct of Research.  Academic Medicine, 82 (9): 835-837.
  • Aristotle.  The Nichomachean Ethics .
  • Beauchamp, R.L. & Childress, J.F. (2001).  Principles of Biomedical Ethics , 5th edition. NY: Oxford University Press.
  • Bentham, J. (1781).  An Introduction to the Principles of Morals and Legislation.
  • Gilligan, C. (1993).  In a Different Voice: Psychological Theory and Women’s Development.  Cambridge: Harvard University Press.
  • Glover, Jonathan. (1977).  Causing Death and Saving Lives.  Penguin Books.
  • Honderich, T, ed. (1995).  The Oxford Companion to Philosophy.  Oxford and New York: Oxford University Press.
  • Kagan, S. (1998).  Normative Ethics . Westview Press.
  • Kant, I. (1785).  Groundwork of the Metaphysics of Morals .
  • Kant, I. (1788).  Critique of Practical Reason .
  • Kant, I. (1797).  The Metaphysics of Morals .
  • Kant, I. (1797).  On a Supposed right to Lie from Benevolent Motives .
  • Kuhse, H. & Singer, P. (1999).  Bioethics: An Anthology . Blackwell Publishers.
  • Mill, J.S. (1861).  Utilitarianism.
  • Rachels, J. (1999).  The Elements of Moral Philosophy , 3rd edition. Boston: McGraw-Hill.
  • Regan, T. (1993).  Matters of Life and Death: New Introductory Essays in Moral Philosophy , 3rd edition. New York: McGraw-Hill. The history of ethics
  • Singer, P (1993).  Practical Ethics , 2nd ed. Cambridge University Press
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Ensuring ethical standards and procedures for research with human beings

Research ethics govern the standards of conduct for scientific researchers. It is important to adhere to ethical principles in order to protect the dignity, rights and welfare of research participants. As such, all research involving human beings should be reviewed by an ethics committee to ensure that the appropriate ethical standards are being upheld. Discussion of the ethical principles of beneficence, justice and autonomy are central to ethical review.

WHO works with Member States and partners to promote ethical standards and appropriate systems of review for any course of research involving human subjects. Within WHO, the Research Ethics Review Committee (ERC) ensures that WHO only supports research of the highest ethical standards. The ERC reviews all research projects involving human participants supported either financially or technically by WHO. The ERC is guided in its work by the World Medical Association Declaration of Helsinki (1964), last updated in 2013, as well as the International Ethical Guidelines for Biomedical Research Involving Human Subjects (CIOMS 2016).

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  • International ethical guidelines for biomedical research involving human subjects Council for International Organizations of Medical Sciences. pdf, 1.55Mb
  • International ethical guidelines for epidemiological studies Council for International Organizations of Medical Sciences. pdf, 634Kb
  • World Medical Association: Declaration of Helsinki
  • European Group on Ethics
  • Directive 2001/20/ec of the European Parliament and of the Council pdf, 152Kb
  • Council of Europe (Oviedo Convention - Protocol on biomedical research)
  • Nuffield Council: The ethics of research related to healthcare in developing countries

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Methodology

  • Ethical Considerations in Research | Types & Examples

Ethical Considerations in Research | Types & Examples

Published on October 18, 2021 by Pritha Bhandari . Revised on May 9, 2024.

Ethical considerations in research are a set of principles that guide your research designs and practices. Scientists and researchers must always adhere to a certain code of conduct when collecting data from people.

The goals of human research often include understanding real-life phenomena, studying effective treatments, investigating behaviors, and improving lives in other ways. What you decide to research and how you conduct that research involve key ethical considerations.

These considerations work to

  • protect the rights of research participants
  • enhance research validity
  • maintain scientific or academic integrity

Table of contents

Why do research ethics matter, getting ethical approval for your study, types of ethical issues, voluntary participation, informed consent, confidentiality, potential for harm, results communication, examples of ethical failures, other interesting articles, frequently asked questions about research ethics.

Research ethics matter for scientific integrity, human rights and dignity, and collaboration between science and society. These principles make sure that participation in studies is voluntary, informed, and safe for research subjects.

You’ll balance pursuing important research objectives with using ethical research methods and procedures. It’s always necessary to prevent permanent or excessive harm to participants, whether inadvertent or not.

Defying research ethics will also lower the credibility of your research because it’s hard for others to trust your data if your methods are morally questionable.

Even if a research idea is valuable to society, it doesn’t justify violating the human rights or dignity of your study participants.

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Before you start any study involving data collection with people, you’ll submit your research proposal to an institutional review board (IRB) .

An IRB is a committee that checks whether your research aims and research design are ethically acceptable and follow your institution’s code of conduct. They check that your research materials and procedures are up to code.

If successful, you’ll receive IRB approval, and you can begin collecting data according to the approved procedures. If you want to make any changes to your procedures or materials, you’ll need to submit a modification application to the IRB for approval.

If unsuccessful, you may be asked to re-submit with modifications or your research proposal may receive a rejection. To get IRB approval, it’s important to explicitly note how you’ll tackle each of the ethical issues that may arise in your study.

There are several ethical issues you should always pay attention to in your research design, and these issues can overlap with each other.

You’ll usually outline ways you’ll deal with each issue in your research proposal if you plan to collect data from participants.

Voluntary participation Your participants are free to opt in or out of the study at any point in time.
Informed consent Participants know the purpose, benefits, risks, and funding behind the study before they agree or decline to join.
Anonymity You don’t know the identities of the participants. Personally identifiable data is not collected.
Confidentiality You know who the participants are but you keep that information hidden from everyone else. You anonymize personally identifiable data so that it can’t be linked to other data by anyone else.
Potential for harm Physical, social, psychological and all other types of harm are kept to an absolute minimum.
Results communication You ensure your work is free of or research misconduct, and you accurately represent your results.

Voluntary participation means that all research subjects are free to choose to participate without any pressure or coercion.

All participants are able to withdraw from, or leave, the study at any point without feeling an obligation to continue. Your participants don’t need to provide a reason for leaving the study.

It’s important to make it clear to participants that there are no negative consequences or repercussions to their refusal to participate. After all, they’re taking the time to help you in the research process , so you should respect their decisions without trying to change their minds.

Voluntary participation is an ethical principle protected by international law and many scientific codes of conduct.

Take special care to ensure there’s no pressure on participants when you’re working with vulnerable groups of people who may find it hard to stop the study even when they want to.

Informed consent refers to a situation in which all potential participants receive and understand all the information they need to decide whether they want to participate. This includes information about the study’s benefits, risks, funding, and institutional approval.

You make sure to provide all potential participants with all the relevant information about

  • what the study is about
  • the risks and benefits of taking part
  • how long the study will take
  • your supervisor’s contact information and the institution’s approval number

Usually, you’ll provide participants with a text for them to read and ask them if they have any questions. If they agree to participate, they can sign or initial the consent form. Note that this may not be sufficient for informed consent when you work with particularly vulnerable groups of people.

If you’re collecting data from people with low literacy, make sure to verbally explain the consent form to them before they agree to participate.

For participants with very limited English proficiency, you should always translate the study materials or work with an interpreter so they have all the information in their first language.

In research with children, you’ll often need informed permission for their participation from their parents or guardians. Although children cannot give informed consent, it’s best to also ask for their assent (agreement) to participate, depending on their age and maturity level.

Anonymity means that you don’t know who the participants are and you can’t link any individual participant to their data.

You can only guarantee anonymity by not collecting any personally identifying information—for example, names, phone numbers, email addresses, IP addresses, physical characteristics, photos, and videos.

In many cases, it may be impossible to truly anonymize data collection . For example, data collected in person or by phone cannot be considered fully anonymous because some personal identifiers (demographic information or phone numbers) are impossible to hide.

You’ll also need to collect some identifying information if you give your participants the option to withdraw their data at a later stage.

Data pseudonymization is an alternative method where you replace identifying information about participants with pseudonymous, or fake, identifiers. The data can still be linked to participants but it’s harder to do so because you separate personal information from the study data.

Confidentiality means that you know who the participants are, but you remove all identifying information from your report.

All participants have a right to privacy, so you should protect their personal data for as long as you store or use it. Even when you can’t collect data anonymously, you should secure confidentiality whenever you can.

Some research designs aren’t conducive to confidentiality, but it’s important to make all attempts and inform participants of the risks involved.

As a researcher, you have to consider all possible sources of harm to participants. Harm can come in many different forms.

  • Psychological harm: Sensitive questions or tasks may trigger negative emotions such as shame or anxiety.
  • Social harm: Participation can involve social risks, public embarrassment, or stigma.
  • Physical harm: Pain or injury can result from the study procedures.
  • Legal harm: Reporting sensitive data could lead to legal risks or a breach of privacy.

It’s best to consider every possible source of harm in your study as well as concrete ways to mitigate them. Involve your supervisor to discuss steps for harm reduction.

Make sure to disclose all possible risks of harm to participants before the study to get informed consent. If there is a risk of harm, prepare to provide participants with resources or counseling or medical services if needed.

Some of these questions may bring up negative emotions, so you inform participants about the sensitive nature of the survey and assure them that their responses will be confidential.

The way you communicate your research results can sometimes involve ethical issues. Good science communication is honest, reliable, and credible. It’s best to make your results as transparent as possible.

Take steps to actively avoid plagiarism and research misconduct wherever possible.

Plagiarism means submitting others’ works as your own. Although it can be unintentional, copying someone else’s work without proper credit amounts to stealing. It’s an ethical problem in research communication because you may benefit by harming other researchers.

Self-plagiarism is when you republish or re-submit parts of your own papers or reports without properly citing your original work.

This is problematic because you may benefit from presenting your ideas as new and original even though they’ve already been published elsewhere in the past. You may also be infringing on your previous publisher’s copyright, violating an ethical code, or wasting time and resources by doing so.

In extreme cases of self-plagiarism, entire datasets or papers are sometimes duplicated. These are major ethical violations because they can skew research findings if taken as original data.

You notice that two published studies have similar characteristics even though they are from different years. Their sample sizes, locations, treatments, and results are highly similar, and the studies share one author in common.

Research misconduct

Research misconduct means making up or falsifying data, manipulating data analyses, or misrepresenting results in research reports. It’s a form of academic fraud.

These actions are committed intentionally and can have serious consequences; research misconduct is not a simple mistake or a point of disagreement about data analyses.

Research misconduct is a serious ethical issue because it can undermine academic integrity and institutional credibility. It leads to a waste of funding and resources that could have been used for alternative research.

Later investigations revealed that they fabricated and manipulated their data to show a nonexistent link between vaccines and autism. Wakefield also neglected to disclose important conflicts of interest, and his medical license was taken away.

This fraudulent work sparked vaccine hesitancy among parents and caregivers. The rate of MMR vaccinations in children fell sharply, and measles outbreaks became more common due to a lack of herd immunity.

Research scandals with ethical failures are littered throughout history, but some took place not that long ago.

Some scientists in positions of power have historically mistreated or even abused research participants to investigate research problems at any cost. These participants were prisoners, under their care, or otherwise trusted them to treat them with dignity.

To demonstrate the importance of research ethics, we’ll briefly review two research studies that violated human rights in modern history.

These experiments were inhumane and resulted in trauma, permanent disabilities, or death in many cases.

After some Nazi doctors were put on trial for their crimes, the Nuremberg Code of research ethics for human experimentation was developed in 1947 to establish a new standard for human experimentation in medical research.

In reality, the actual goal was to study the effects of the disease when left untreated, and the researchers never informed participants about their diagnoses or the research aims.

Although participants experienced severe health problems, including blindness and other complications, the researchers only pretended to provide medical care.

When treatment became possible in 1943, 11 years after the study began, none of the participants were offered it, despite their health conditions and high risk of death.

Ethical failures like these resulted in severe harm to participants, wasted resources, and lower trust in science and scientists. This is why all research institutions have strict ethical guidelines for performing research.

If you want to know more about statistics , methodology , or research bias , make sure to check out some of our other articles with explanations and examples.

  • Normal distribution
  • Measures of central tendency
  • Chi square tests
  • Confidence interval
  • Quartiles & Quantiles
  • Cluster sampling
  • Stratified sampling
  • Thematic analysis
  • Cohort study
  • Peer review
  • Ethnography

Research bias

  • Implicit bias
  • Cognitive bias
  • Conformity bias
  • Hawthorne effect
  • Availability heuristic
  • Attrition bias
  • Social desirability bias

Ethical considerations in research are a set of principles that guide your research designs and practices. These principles include voluntary participation, informed consent, anonymity, confidentiality, potential for harm, and results communication.

Scientists and researchers must always adhere to a certain code of conduct when collecting data from others .

These considerations protect the rights of research participants, enhance research validity , and maintain scientific integrity.

Research ethics matter for scientific integrity, human rights and dignity, and collaboration between science and society. These principles make sure that participation in studies is voluntary, informed, and safe.

Anonymity means you don’t know who the participants are, while confidentiality means you know who they are but remove identifying information from your research report. Both are important ethical considerations .

You can only guarantee anonymity by not collecting any personally identifying information—for example, names, phone numbers, email addresses, IP addresses, physical characteristics, photos, or videos.

You can keep data confidential by using aggregate information in your research report, so that you only refer to groups of participants rather than individuals.

These actions are committed intentionally and can have serious consequences; research misconduct is not a simple mistake or a point of disagreement but a serious ethical failure.

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  1. PDF ETHICAL GUIDELINES FOR EDUCATIONAL RESEARCH

    guidelines-for-educational-research-2018 Citation If referring to or quoting from this document in your own writing, our ... philosophical orientations (virtue ethics, or deontological ethics, for example). It is adherence to the spirit of the guidelines that we ... Principles-for-Social-Science-Research-Flyer.pdf 4 Reproduced from AcSS 2015.

  2. PDF Research Ethics: A Handbook of Principles and Procedures

    3.4.2.1.1 The Research Ethics Committee (REC) is responsible to the Research Degrees Committee (RDC) for: a) the approval or referral of staff and research degree student's investigations in accordance with the principles expressed in Research Ethics: a Handbook of Principles and Procedures on a regular basis.

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  5. PDF International Ethical Guidelines for Health-related Research Involving

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  6. PDF APA Ethical Principles of Psychologists and Code of Conduct (2017)

    Request copies of the APA's Ethical Principles of Psychologists and Code of Conduct from the APA Order Department, 750 First St. NE, Washington, DC 20002-4242, or phone (202) 336-5510. The modifiers used in some of the standards of this Ethics Code (e.g., reasonably, appropriate, potentially) are in-cluded in the standards when they would (1 ...

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    This document, an updated edition of Guidelines for Ethical Practices in Research, the most recent edition of which was issued in January, 2007, is not a policy, but it supplements existing University-wide policies and procedures governing various aspects of research, a partial list of which is found in the Appendix.

  8. PDF Research Ethics: A practical guide

    Research ethics are a set of principles and guidelines that shape and guide the way any research involving sentient beings (i.e. people and animals) is designed, conducted, managed, used and disseminated. In these guidelines, the term 'research' is used broadly: it includes diagnostic and explorative investigations of social issues of ...

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    About this book. This handbook is a 'one-stop shop' for current information, issues and challenges in the fields of research ethics and scientific integrity. It provides a comprehensive coverage of research and integrity issues, both within researchers' 'home' discipline and in relation to similar concerns in other disciplines. The ...

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    Ethical Guidelines for Educational Research, fourth edition (2018) 20 Jun 2018. This extensively revised, expanded and updated fourth edition of BERA's Ethical Guidelines for Educational Research is designed to support educational researchers in conducting research to the highest ethical standards in any and all contexts.

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    The Terms of Reference for Faculty Research Ethics Panels (FREP) are: the approval, referral to RESC, or referral back to the applicant of staff and student research investigations in accordance with the principles expressed in Research Ethics: a Handbook of Principles and Procedures on a regular basis, noting that;

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    business. Ethical norms also serve the aims or goals of research and apply to people who conduct scientific research or other scholarly or creative activities. There is even a specialized discipline, research ethics, which studies these norms. There are several reasons why it is important to adhere to ethical norms in research. First, norms ...

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